Header graphic for print
Lenders 360

When a Workout Morphs into Litigation: Everything is Personal

Posted in Lender Liability, Tough Times for Lenders, Training, Workout Issues

Recently, I’ve listened to this comment from several people who handle distressed commercial real estate loans at banks: “Well, we thought that we would avoid being personally named in a law suit on one of these bad loans. But no. We’re starting to be sued. And the suit names me . . .  personally.”

I’ve ventured over to the “personal” side several times in prior blogs – most notably my tips on oral communication.

I know, I know – “it is just business.” But for some of us, being personally named in a lawsuit “feels personal.” It is personal. It’s your name on the piece of paper.

From here to eternity, Google your name.  There’s the law suit.  Great.

So here are a few thoughts for you to reflect on if (and when) you’re named in a lawsuit; when your “favorite” workout morphs into litigation:

  • It Stinks On Purpose: admit it, there could be a vindictive element to the lawsuit.   Mean people are mean. Bad is bad. It stinks.
  • Legal Fees Drive It: yes, one motive, cause or reason could be that there is a lawyer involved, who sees an opportunity to make some money; and things aren’t real “busy” in the law firms right now
  • Legal Fees Solve it: yes, the legal fees alone might be the basis for a settlement
  • You’re A Partner But Didn’t Know It: even though (i) your loan did not give you the opportunity to share in profits of the project, (ii) your loan documents expressly stated that you were NOT a partner in the success of the project, (iii) the sponsor couldn’t build the project without debt (only the Germans own real estate without debt); you really are a partner – the “silent” partner. (Oops, someone just forgot to include you in the partner meetings.) And since all of the other partners have taken their “hit” on the deal, now it is your turn.
  • Irreconcilable Differences: reasonable people can disagree, and they get divorces all the time. This just is an ugly divorce.
  • Never Say Die: your borrower (or sponsor – ok, your partner) simply doesn’t believe in the after life, and won’t accept the “death” of the project (the dream)
  • This is America: Any one can sue any one. Other countries focus on building things. We focus on our “rights” and we love to use them. (And our courts seem to bend over backwards in NOT throwing out a lawsuit.)
  • Creative People Are So Creative: Bright people go to law school, and these people can be imaginative, and very creative. So, your innocent comment, or silence (or whatever) during a conversation months ago, is now cast as the “smoking gun” pointing to your inner Darth Vader. Ahah! You’ve been discovered.
  • Honey, I"m Really Not A Banker: this gets confusing.  Were you really the banker in the deal? After all the questions and statements that you’ll hear during the litigation, you won’t know "what" to tell your loved ones "what" you do for a living
  • Let’s Do This: it is what it is – and it is reality. So, get a good lawyer, be prepared and get back to work.  (No: you don’t need to put on a happy face.)

If you have you own favorite perspective, please comment below.

  • http://www.JPICapitalFunding.com Chris Johnson

    Thanks for your perspective Keith. I personally have never worked on your side of the table, but I like your real world take on it all — especially the ‘get back to work’ part. To me it relates to the saying, ‘expect the best, but plan for the worse’, because though it does stink & probably isn’t fair, the world isn’t going to stop for litigations.

  • http://community.martindale.com/legal-groups/Industry/financial_services_distressed_investments/b/financial_services_distressed_investments-blog/archive/2011/05/04/1st-q-review-list-of-your-quot-hot-q Financial Services: Distressed Investments

    1st Q Review: List of Your “Hot” TT4L Topics & Downloads

    So what were the – "hottest" topics read here on TT4L during the first Q of 2011? the items

  • http://community.martindale.com/legal-groups/Industry/financial_services_distressed_investments/b/financial_services_distressed_investments-blog/archive/2011/05/25/more-tips-on-giving-your-deposition- Financial Services: Distressed Investments

    More Tips on Giving Your Deposition (part two)

    Here's part two ( link to part one ) on what can be an very, very uncomfortable experience (remember

  • http://community.martindale.com/legal-groups/Industry/financial_services_distressed_investments/b/financial_services_distressed_investments-blog/archive/2011/10/27/baseball-reflects-life-guidance-on-c Financial Services: Distressed Investments

    Baseball Reflects Life: Guidance on Calling it Fair or Foul in Dealing with Distressed Loans

    With Game #6 of the 2011 World Series (Texas Rangers v St. Louis Cardinals) scheduled to play tonight

  • http://community.martindale.com/legal-groups/Industry/financial_services_distressed_investments/b/financial_services_distressed_investments-blog/archive/2011/11/17/navigating-distressed-co-lender-loan Financial Services: Distressed Investments

    Navigating Distressed Co-Lender Loans: Just Another (Dysfunctional) Modern (Finance) Family?

    Earlier, I offered up some advice that in a workout, you really can't take it personally . If that